MARCH 30, 2021

New Capital Group Study Uncovers Strategies to Help Investors Better Prepare for Retirement During Economic Uncertainty

Capital Group’s latest Wisdom of Experience investor survey highlights opportunities for plan sponsors and financial advisors to “retire’’ their one-size-fits-all approach to retirement

LOS ANGELES, March 30, 2021 — As COVID-19 continues to drive economic uncertainty, Americans are facing critical choices about how to invest and approach a financially secure retirement. A new survey conducted by Capital Group, home of American Funds, and one of the world’s leading investment management firms, finds that investors of all ages may lack the confidence, knowledge and resources needed to do just that.

The research analyzes the sentiments and behaviors of 1,215 American adults amid the ongoing pandemic. While nearly 9 out of 10 investors find the predictability of a monthly “retirement paycheck” appealing, notable gaps in financial education, investment confidence and employer resources may be preventing them from realizing this goal.

“People envision a life of predictability and simplicity after retirement. This may be why the consistency of a monthly retirement paycheck is so appealing to investors," said Toni Brown, senior vice president and head of retirement strategy for Capital Group. "But as the pandemic has shown, our expectations are all too often disrupted by reality. Helping investors realize the goal of a retirement paycheck is anything but straightforward, and plan sponsors and financial advisors have an important opportunity to educate them on how to get there.”

Perception versus reality 

The survey found that nearly 7 in 10 investors (68%) are confident they will reach their retirement goals by the time they leave the workforce. Men appear to be more confident than women, with 32% of men reporting high confidence in reaching their retirement goals compared to 18% of women.

Gen Xers have the least confidence in their retirement prospects, with 37% not at all confident they will reach their goals. Millennials, on the other hand, are more likely than other age group – and significantly more likely than Gen Xers – to be confident, with 74% of millennials confident they’ll achieve their retirement goal. 

However, despite investors’ overall confidence in their abilities to reach their retirement goals, the survey found wide disparities across investors in terms of what they consider “real money” in their retirement accounts, versus the amount they’d like to have saved when they retire. When asked to envision the amount of money in a retirement savings account that would begin to feel like real money and make a difference in their lives, the research revealed:

  • Nearly a third of baby boomers (32%) think a figure between $1M and $2.5M would begin to feel like real money. Whereas 42% of millennials say that a number less than $100K would feel like real money.
  • When broken down by gender, almost 1 in 3 women (30%) consider funds under $100K as real money, significantly less than the $500K median amount cited by almost as many men (28%). 

 

Retirement spending

A powerful finding is the broad appeal of creating a regular monthly retirement paycheck using investments and savings accumulated during one’s working years.

  • Nearly 9 out of 10 respondents (87%) say creating a monthly retirement paycheck is an appealing option for them — and that holds true for men and women across every generation, including baby boomers, Gen Xers and millennials.
  • Additionally, 88% believe that investing in and growing their nest egg after retirement will be important for funding their retirement years.

 

The survey also revealed, despite investors’ overall confidence in reaching their goals, fewer than 1 in 5 respondents (19%) are very confident they understand the specific steps required to move from saving money for retirement, to spending money in retirement. In addition, only 19% of respondents are very confident they know how to set up the right drawdowns from their savings and investments.

In fact, while investor preference for the predictability of a retirement paycheck is clear, more than a quarter of investors (28%) have failed to consider what they’ll do with their money after they retire — including a third of Gen Xers (32%), and a quarter of baby boomers (24%) who are much closer to retirement. 

401(k) confidence 

The survey finds the majority of investors (83%) are confident that investing a portion of their paycheck into their employer 401(k) plan or other retirement savings account will help them build a nest egg. However, only a third of all investors (32%) report knowing exactly what investments their retirement plans contain, with women significantly less likely to know (23%) compared to men (39%). One-third of women (33%) also say they feel unprepared when it comes to selecting the investment options in their workplace retirement plan, with 1 in 10 (13%) saying they feel totally unprepared for making decisions about their plan, compared to only 4% of men who say they feel unprepared.

Education toolbox 

Plan sponsors who take a one-size-fits-all approach to retirement plan communications might want to “retire” their thinking. When asked what types of tools and information investors wish their employers would provide to help navigate their retirement plans, responses varied across employee profiles:

  • While 35% of investors utilize their employer plan administrator most for advice on how to invest for retirement, fewer than half of investors (46%) reported receiving materials or tools from their employer.
  • 37% of women and 42% of millennials said more personalized advice would be most helpful.
  • While millennials are interested in simplified plan menus and better fund descriptions to help them make better investment decisions, more than a third of Gen Xers (34%) want clearer explanations of the plan’s investment options, and regular updates about plan changes (33%), in addition to personalized advice on what investment(s) to choose (33%).

 

For additional information and the full report, click here.

About Capital Group

Celebrating its 90th anniversary in 2021, Capital Group, home of American Funds, has been singularly focused on delivering superior results for long-term investors using high-conviction portfolios, rigorous research and individual accountability. As of December 31, 2020, Capital Group manages more than $2.3 trillion in equity and fixed income assets for millions of individual and institutional investors around the world.

Capital Group manages equity assets through three investment groups. These groups make investment and proxy voting decisions independently. Fixed income investment professionals provide fixed income research and investment management across the Capital organization; however, for securities with equity characteristics, they act solely on behalf of one of the three equity investment groups.

For more information, visit capitalgroup.com.

 

 

MEDIA CONTACTS:

Natalie Marin (Los Angeles)
+1 (213) 615-4508

Chris Thonis (Golin)
(312) 729-4307

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