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Forms and Applications

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Alphabetical

402(f) Notice of Special Tax Rules On Distributions

Learn the tax implications of rollovers and distributions from employer-sponsored retirement plans. Details

Updated: Dec 2023

Not available to order

403(b) Beneficiary Designation

Change or designate 403(b) plan account beneficiaries. Details

Updated: Nov 2023

Not available to order

403(b) Request for Information

Use this form to request transaction information for a participant’s account or for your entire plan. Details

Updated: Aug 2021

Not available to order

403(b) Salary Deferral Election

Form that allows a participant to set up salary deferrals for their 403(b) account.

This form is for employer and employee use only. It should not be sent back to American Funds Service Company or Capital Bank a... Details

Updated: Dec 2023

Not available to order

403(b)/Texas ORP Request for Exchange or Rollover

Participants can use this form to request an exchange from the same plan or direct rollover from an external qualified plan or IRA... Details

Updated: Mar 2023

Not available to order

457(b) Beneficiary Change

Change or designate 457(b) plan account beneficiaries. Details

Updated: Feb 2021

Not available to order

457(b) Distribution Request

A participant can use this form to take a distribution from their 457(b) account. Details

Updated: Mar 2024

Not available to order

457(b) New Participant Enrollment

Form that is used to add a new participant to an existing CB&T employer-sponsored 457(b) plan. Use for plans where employer approval is required. Details

Updated: Feb 2021

Not available to order

Alternate Payee Distribution Request

Form used by a former spouse or alternate payee to request a distribution of awarded benefits from a 403(b), 457(b), MPP or PSP account. Details

Updated: Mar 2024

Not available to order

Application for Direct Rollover to a New American Funds IRA

A RecordkeeperDirect participant who is no longer employed with the company/organization sponsoring their retirement plan can use ... Details

Updated: Jan 2024

Not available to order

Automatic Investment Plan Request

Form used to set up recurring investments of a specified dollar amount. Details

Updated: Aug 2021

Not available to order

Basic Plan Document - PPA

PPA Basic Plan Document. Part of the 2016 basic plan restatement mailing sent in 2015 along with the MPP/PSP Adoption Agreements, Summary Plan Description and cover letter. Details

Updated: Apr 2015

Not available to order

Beneficiary Change — Basic Plans (MPP/PSP)

Change or designate money purchase or profit-sharing plan account beneficiaries. Details

Updated: Feb 2021

Not available to order

Beneficiary Declaration and Indemnification

Each beneficiary of a deceased CB&T account owner must submit this form if the account owner did not provide the names of the bene... Details

Updated: Apr 2023

Not available to order

Capital Bank and Trust Company Trustee Services Documents

RecordkeeperDirect Capital Bank and Trust Company Trustee Services Documents for new and takeover plans that wish to appoint Capit... Details

Updated: Oct 2023

Max: 1

CARES Act Amendment Document Provider

CARES Act Amendment sent to Basic Plans that did not implement Coronavirus-Related Distribution relief provisions. Details

Updated: Aug 2023

Not available to order

CARES Act Amendment Employer Version

CARES Act Amendment sent to Basic Plans that implemented Coronavirus-Related Distribution relief provisions. Details

Updated: Aug 2023

Not available to order

Certificate of Incumbency

Form used by American Funds Service Company to verify the name(s) of trustee(s) authorized to act on an individual trust or a retirement account where Capital Bank and Trust is not the custodian. Details

Updated: Aug 2021

Not available to order

Commission-Based Financial Professional Change Request

RecordkeeperDirect plan sponsors can use this form to update financial professional information. This form should be used if the f... Details

Updated: Sep 2024

Not available to order

Court-Ordered Division of Assets

Initiate a division of assets pursuant to a Qualified Domestic Relations Order (QDRO) for a 403(b), 457(b), MPP/PSP, or Texas ORP retirement plan account. This form should be submitted with the Alternate Payee Distri... Details

Updated: Dec 2023

Not available to order

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Investors should carefully consider investment objectives, risks, charges and expenses. This and other important information is contained in the fund prospectuses, summary prospectuses, CollegeAmerica Program Description and ABLEAmerica Program Description which can be obtained from a financial professional and should be read carefully before investing. CollegeAmerica and ABLEAmerica are distributed by American Funds Distributors, Inc. and sold through unaffiliated intermediaries.

Depending on your state of residence, there may be an in-state plan that provides state tax and other state benefits not available through CollegeAmerica (such as financial aid, scholarship funds and protection from creditors) or ABLEAmerica.
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