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Advisor-Only References

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Practice Enhancements Resource Guide

This practice enhancements resources guide can help advisors and other financial professionals as they prepare to become fiduciaries. This guide gives a background on the new fiduciary environment and the impacts on thei... Details

Updated: Mar 2017

Pursuing better outcomes for your clients (F-2 Share Dealer Vrs - RJ)

Raymond James and Capital Group share the pursuit of positive outcomes for investors through a broad array of investment vehicles.... Details

Updated: Nov 2024

Max: 10

Quarterly Investment Portfolio - American Funds Insurance Series

Portfolio holdings for one of the last four quarters of the fund's fiscal year. Details

Updated: Feb 2020

Not available to order

Quarterly Investment Portfolio - American Funds Insurance Series - Portfolio Series

Portfolio holdings for one of the last four quarters of the fund's fiscal year. Details

Updated: Nov 2024

Not available to order

RecordkeeperDirect notice delivery fact sheet (RKD)

This single sheet introduces plan sponsors and TPAs to the notice delivery feature available in RecordkeeperDirect. Details

Updated: Sep 2024

Not available to order

RecordkeeperDirect Participant Deferral Data File

Use this file to import existing participant deferral elections prior to activating deferral designation services. We encourage yo... Details

Updated: Apr 2022

Not available to order

RecordkeeperDirect® Plan cost summary sample

Financial professionals and TPAs can customize and download client-ready Plan cost summaries with comprehensive plan data, includi... Details

Updated: Aug 2023

Not available to order

RecordkeeperDirect plan sponsor reports sheet (RKD) (RKD)

Provides a listing of reports available for RecordkeeperDirect retirement plans. Financial professionals and TPAs can share this s... Details

Updated: Dec 2023

Not available to order

Retirement Planalyzer – Show plan sponsors what a better value looks like

This single sheet explains how financial professionals can use Retirement Planalyzer to help build their retirement plan business. Details

Updated: Nov 2024

Not available to order

A retirement plan could be big for your small business

Prospecting brochure that financial professionals can use to help small-business owners understand which type of retirement plan m... Details

Updated: May 2024

Retirement plan prospect interview worksheet

This worksheet can help financial professionals collect the information they need from a takeover or startup retirement plan prosp... Details

Updated: Apr 2023

Sales Charge Exemption

Form for individuals who qualify to purchase the American Funds at NAV. Details

Updated: Jul 2024

Not available to order

Saving for a better life experience (ABLE single sheet)

This single sheet details general information on ABLE, eligibility, and benefits. Intended for advisor use only to educate and hel... Details

Updated: Apr 2024

SDM Coverage Map

Single sheet with USA map showing sales department team territories. Details

Updated: Nov 2022

Max: 25

Separately managed accounts (SMAs) at Raymond James (Dealer Vrs - RJ) — Separately Managed Account

The 4-page guide features the SMAs strategies available at Raymond James. These customizable, transp... Details

Updated: Aug 2024

Max: 111

Step up your practice with PlanPremier-TPA (PPTPA)

This single sheet highlights the benefits of PlanPremier-TPA, including our service, recordkeeping features and fixed-dollar prici... Details

Updated: Jul 2023

Not available to order

Superstars prepare for their careers, not just a season (R-6 Share)

Fact sheet discussing the benefits of taking a long-term approach with equity funds. Details

Updated: Jun 2024

Not available to order

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THE DIVERSITY QUOTIENT Program Guide: The market within your marketplace

Explore strategies for understanding a variety of client segments and influencing client decision-making. Identify opportunities ... Details

Updated: Jul 2018

Max: 25

Tools to help you manage your book of business

Learn about Client Accounts, the Account Resource Center and other online tools available to help you serve your clients and manag... Details

Updated: Sep 2024

Not available to order

Turn Form 5500 into a prospecting power tool

This brochure is designed to help financial professionals use Form 5500 to help make their retirement plan prospecting efforts mor... Details

Updated: Aug 2024

Not available to order

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Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value.

Investors should carefully consider investment objectives, risks, charges and expenses. This and other important information is contained in the fund prospectuses and summary prospectuses, which can be obtained from a financial professional and should be read carefully before investing.

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