Forms & Literature

A retirement plan could be big for your small business

Prospecting brochure that financial professionals can use to help small-business owners understand which type of retirement plan m... Details

SIMPLE IRA Employee enrollment kit

This kit includes resources to help you educate participants about their plan and the basics of investing. You may also want to download the Fund information guide to help participants complete the enrollment form. Details

SIMPLE IRA Employee Guide (Digital)

Eligible employees can use this enrollment guide and application to establish a SIMPLE IRA.

For the hard copy version, see the SIMPLE IRA Employee Guide (Hard Copy).... Details

SIMPLE IRA Employee Guide (Hard Copy)

If the plan will offer Roth employee salary deferral contributions effective 1/1/25, use the digital version.

Eligible employees can use this enrollment guide and application to establish a SIMPLE IRA.

For the digital version, see the SIMPLE IRA Employee Guide (Digital). ... Details

SIMPLE IRA Notification to Eligible Employees

Annual notification an employer may complete and distribute to participants. Includes the SIMPLE IRA Notification to Eligible Empl... Details

SIMPLE IRA Plan Sponsor Cover Letter and Form 5304

Annual mailing to plan sponsors/employers of Non-Designated Financial Institution SIMPLE IRA plans. Includes a cover letter and Fo... Details

SIMPLE IRA Plan Sponsor Cover Letter and Forms (DFI mailing 2024)

Annual mailing of the Summary Description and forms that plan sponsors must distribute to all eligible employees to satisfy IRS re... Details

SIMPLE IRA Plan Sponsor Guide (Hard Copy)

If the plan will offer Roth employee salary deferral contributions effective 1/1/25, use the digital version.

An enrollment guide for plan sponsors that explains SIMPLE IRA plans and includes forms and applications to set one up.

For the digital version, see the SIMPLE IRA Plan Sponsor Guide (Digital). ... Details

SIMPLE IRA plan sponsor kit

This kit provides resources you’ll need to offer a SIMPLE IRA plan, including a plan sponsor guide and an application and educational guide for employees. Details

SIMPLE IRA plan sponsor roles and responsibilities

This single sheet highlights important roles and responsibilities of a SIMPLE IRA plan sponsor, including eligibility, plan notifi... Details

SIMPLE IRA Plus Bank Change Request

SIMPLE IRA Plus Plan Sponsors can use this form to update the bank information on file for salary deferral and employer contributions. This form should only be used for SIMPLE IRA Plus plans. For SIMPLE IRA plans, make u... Details

SIMPLE IRA Plus Change of Funds or Share Class

Add, remove, or replace funds, change the default fund or change the share class for a SIMPLE IRA Plus Plan. Details

SIMPLE IRA Plus Contribution Arrangement Notice

Sample notice for SIMPLE IRA Plus plans with an automatic contribution arrangement (ACA). If the plan offers an ACA, the Plan Spon... Details

SIMPLE IRA Plus Financial Professional or Fee Change Request

Change the financial professional and/or update advisory fee payment instructions for a SIMPLE IRA Plus plan. Details

SIMPLE IRA Plus Plan Sponsor Guide

Employers can use this guide to establish or amend a SIMPLE IRA Plus plan. Details

SIMPLE IRA Plus - Website user guide for plan sponsors and administrators

User guide to help plan sponsors, plan administrators and third-party remitters manage their plan on the SIMPLE IRA Plus plan spon... Details

SIMPLE IRA Program Highlights

This single sheet, aimed at plan sponsors, shows the key benefits of opening a Capital Group SIMPLE IRA plan. Details

SIMPLE IRA prospecting postcard - Offering a retirement plan can be SIMPLE

A postcard for financial professionals to use in prospecting small businesses for SIMPLE IRA plans. Details

SIMPLE IRA Retirement Plan Understand the Long-Term Impact of Early Withdrawals

This brochure can be used to educate SIMPLE IRA plan participants on the drawbacks of taking early withdrawals. Details

SIMPLE IRA Salary Deferral Election (Digital)

Form that allows employees to set up salary deferrals for their SIMPLE IRAs.

This form is for employer and employee use only. It should not be sent back to American Funds Service Company or Capital Bank and Trust Company.

For the hard copy version, see the SIMPLE IRA Salary Deferral Election (Hard Copy)... Details