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Retirement Planning

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Choose a plan that meets the needs of your employees and your organization

This brochure provides retirement plan contribution limits and key rules/features for most retirement plans, summarizes safe-harbo... Details

Updated: Apr 2024

Client Workbook - My Best Retirement

Retirement planning workbook for financial professionals to use with clients to help pre-retirees envision life in retirement, while helping advisors gather crucial financial planning information. Details

Updated: Feb 2024

Commission-Based Financial Professional Change Request

RecordkeeperDirect plan sponsors can use this form to update financial professional information. This form should be used if the f... Details

Updated: Sep 2024

Not available to order

Cost Basis Update Request

Form used to update the cost basis method on non-retirement accounts. Details

Updated: Sep 2021

Not available to order

Court-Ordered Division of Assets

Initiate a division of assets pursuant to a Qualified Domestic Relations Order (QDRO) for a 403(b), 457(b), MPP/PSP, or Texas ORP retirement plan account. This form should be submitted with the Alternate Payee Distri... Details

Updated: Dec 2023

Not available to order

Coverdell Education Savings Account Beneficiary Change

Designate a new beneficiary on a Coverdell account. Details

Updated: Sep 2021

Not available to order

Coverdell ESA Distribution Request

Establish a regular withdrawal plan or take a single distribution from a Coverdell account. Details

Updated: Jul 2024

Not available to order

Coverdell ESA Request for Transfer of Assets

Use this form to request a transfer of assets into a Capital Bank & Trust Coverdell Education Savings account. Details

Updated: Mar 2023

Not available to order

Updated: Nov 2023

Not available to order

Distribution Request for Excess Contributions From SEP/SARSEP IRAs

Remove SEP/SARSEP IRA contributions that exceed the annual limit. We suggest consulting a tax advisor about deadline requirements ... Details

Updated: Sep 2021

Not available to order

Distribution Request for Excess Contributions From SIMPLE IRAs

Remove SIMPLE IRA contributions that exceed the annual limit. We suggest consulting a tax advisor about deadline requirements to a... Details

Updated: Nov 2023

Not available to order

Distribution Request for Excess Contributions From Traditional and Roth IRAs

Remove IRA contributions that exceed your annual limit. We suggest consulting a tax advisor about deadline requirements to avoid ... Details

Updated: Sep 2023

Not available to order

Early IRA distribution single sheet

A one-sheet reference designed to help advisors explain 72(t) payments to clients who want or need to withdraw money from their IRA(s) before age 59 and avoid an early withdrawal penalty. Details

Updated: May 2024

Not available to order

Enrollment meeting checklist - Make your enrollment meeting a success

Financial professionals can use this checklist to help them prepare for a successful enrollment meeting. Details

Updated: Oct 2024

Not available to order

Establishing contact with prospective retirement plan clients

This single sheet describes the four most common reasons why plan sponsors switch retirement plans or providers and explains how t... Details

Updated: Sep 2024

Fee-Based Financial Professional Change Request

RecordkeeperDirect plan sponsors can use this form to update financial professional information on file for their plan. This form ... Details

Updated: Sep 2024

Not available to order

Financial Professional Change Request

Form used to update the financial professional listed on an investor’s account(s). Details

Updated: Jun 2022

Not available to order

A full-featured solution for larger plans – PlanPremier Fact Sheet (generic) (PP Bundled PPTPA)

This fact sheet provides information on the investments, services and pricing for the PlanPremier 40... Details

Updated: Jun 2024

Fundamental Investors Summary Prospectus

The summary prospectus provides key fund information, including the retirement plan share classes, and may be used in lieu of delivering a full statutory prospectus, even when giving clients sales literature that must be... Details

Updated: Mar 2024

Get tailored employee education materials for your plan — American Funds Target Date Retirement Series

This brochure highlights the options for tailored American Funds Target Date Retirement Series emplo... Details

Updated: Sep 2024

Not available to order

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