Forms & Literature

SIMPLE IRA Plus Employee Enrollment Guide (Hard Copy)

Eligible employees can use this enrollment guide to establish a SIMPLE IRA Plus account. Employees should complete the Enrollment/Change form (included in the guide) to make salary deferral and investment elections.

For the digital version, see the SIMPLE IRA Plus Employee Enrollment Guide (Digital).... Details

SIMPLE IRA Plus employee kit

This kit provides materials that employees need to get started in a SIMPLE IRA Plus plan, including an enrollment guide and educational brochure. Details

SIMPLE IRA Plus Enrollment/Change

Form for enrolling new SIMPLE IRA Plus participants and to make changes to salary deferral and investment elections. Details

SIMPLE IRA Plus Financial Professional or Fee Change Request

Change the financial professional and/or update advisory fee payment instructions for a SIMPLE IRA Plus plan. Details

SIMPLE IRA Plus Plan Sponsor Guide

Employers can use this guide to establish or amend a SIMPLE IRA Plus Plan. Details

SIMPLE IRA Plus plan sponsor kit

This kit provides resources you’ll need to offer a SIMPLE IRA Plus plan, including a plan sponsor guide and an application and educational guide for employees. Details

SIMPLE IRA Plus Request for Transfer of Assets or Direct Rollover

Participants can use this form to request a transfer or direct rollover from an external IRA or qualified plan to an American Funds SIMPLE IRA Plus account. For SIMPLE IRA accounts, use the Request for Transfer of Assets or Direct Rollover... Details

SIMPLE IRA Plus Transfer Election

SIMPLE IRA Plus participants can use this form to set up systematic transfers of both employee deferrals and employer contributions to a SIMPLE IRA with another financial institution. Details

SIMPLE IRA Salary Deferral Election (Digital)

Form that allows employees to set up salary deferrals for their SIMPLE IRAs.

This form is for employer and employee use only. It should not be sent back to American Funds Service Company or Capital Bank and Trust Company.

For the hard copy version, see the SIMPLE IRA Salary Deferral Election (Hard Copy)... Details

SIMPLE IRA Salary Deferral Election (Hard Copy)

Form that allows employees to set up salary deferrals for their SIMPLE IRAs.

This form is for employer and employee use only. It should not be sent back to American Funds Service Company or Capital Bank and Trust Company.

For the digital version, see the SIMPLE IRA Salary Deferral Election (Digital)... Details

SIMPLE IRA Transfer Election

For use when Capital Bank and Trust Company is the designated financial institution of a SIMPLE IRA plan. This form is used to periodically transfer contributions from a participant's American Funds SIMPLE IRA to a SIMPL... Details

Standardized Money Purchase Plan Adoption Agreement #007 - PPA

Part of the restatement mailing sent in 2015 along with the Basic Plan Document, Summary Plan Description and cover letter. Details

Standardized Profit-Sharing Plan Adoption Agreement #001 - PPA

Part of the restatement mailing sent in 2015 along with the Basic Plan Document, Summary Plan Description and cover letter. Details

Statement of Citizenship/Tax Status

This form allows investors to certify their citizenship and tax status. Details

Statement of Intention (SOI)

This form can be used to establish a Statement of Intention (SOI). Details

State Tax Information

This document provides basic guidance for state income tax withholding on distributions from IRAs (Traditional, Roth, SIMPLE, SEP/SARSEP) and qualified retirement plans (403(b), 401(k), 457(b), MPP/PSP). Details

Supplement to Form W-8BEN

Non-resident aliens need to complete this form if additional documentation is required to validate Form W-8BEN. Details

Texas Optional Retirement Program (ORP) Distribution Request

Participants can use this form to request a distribution or direct rollover from a Texas ORP 403(b) account. Details

Traditional and Roth IRA Recharacterization Request

Re-designate a traditional or Roth IRA contribution. Details

Traditional or Roth IRA Account Options

Add or update Traditional or Roth IRA account options. If changing only the bank information, use the Add/Update Bank Information form. Details