Forms & Literature

SARSEP Retirement Plan Employee Guide

Eligible employees can use this enrollment guide and application to establish a SARSEP IRA. Details

SECURE Act Amendment

SECURE Act Amendment for Basic Plans. Details

SEP IRA Employee Guide

Eligible employees can use this enrollment guide and application to establish a SEP IRA. Details

SEP IRA Plan Sponsor Guide

Use this guide to establish a SEP IRA plan. Details

Share Class Conversion

Use this form to convert Class A, C or F shares. Details

Signature Card Update

Add or modify signature records for check-writing privileges on money market accounts. Details

SIMPLE IRA Employee Guide (Digital)

Eligible employees can use this enrollment guide and application to establish a SIMPLE IRA.

For the hard copy version, see the SIMPLE IRA Employee Guide (Hard Copy).... Details

SIMPLE IRA Employee Guide (Hard Copy)

If the plan will offer Roth employee salary deferral contributions effective 1/1/25, use the digital version.

Eligible employees can use this enrollment guide and application to establish a SIMPLE IRA.

For the digital version, see the SIMPLE IRA Employee Guide (Digital). ... Details

SIMPLE IRA F-2 Share Class Supplement

Supplement to the F-2 Share Account Application for Financial Professionals. Details

SIMPLE IRA Notification to Eligible Employees

Annual notification an employer may complete and distribute to participants. Includes the SIMPLE IRA Notification to Eligible Empl... Details

SIMPLE IRA Notification to Eligible Employees (4% matching or 3% nonelective employer contributions)

This version applies to SIMPLE IRA and SIMPLE IRA Plus plans that will make 4% matching or 3% nonele... Details

SIMPLE IRA Plan Sponsor Cover Letter and Form 5304

Annual mailing to plan sponsors/employers of Non-Designated Financial Institution SIMPLE IRA plans. Includes a cover letter and Fo... Details

SIMPLE IRA Plan Sponsor Cover Letter and Forms (DFI mailing 2024)

Annual mailing of the Summary Description and forms that plan sponsors must distribute to all eligible employees to satisfy IRS re... Details

SIMPLE IRA Plan Sponsor Guide (Hard Copy)

If the plan will offer Roth employee salary deferral contributions effective 1/1/25, use the digital version.

An enrollment guide for plan sponsors that explains SIMPLE IRA plans and includes forms and applications to set one up.

For the digital version, see the SIMPLE IRA Plan Sponsor Guide (Digital). ... Details

SIMPLE IRA Plus Bank Change Request

SIMPLE IRA Plus Plan Sponsors can use this form to update the bank information on file for salary deferral and employer contributions. This form should only be used for SIMPLE IRA Plus plans. For SIMPLE IRA plans, make u... Details

SIMPLE IRA Plus Change of Contact Information

SIMPLE IRA Plus Plan Sponsors can use this form to update or remove plan contacts. Details

SIMPLE IRA Plus Change of Funds or Share Class

Add, remove, or replace funds, change the default fund or change the share class for a SIMPLE IRA Plus Plan. Details

SIMPLE IRA Plus Contribution Arrangement Notice

Sample notice for SIMPLE IRA Plus plans with an automatic contribution arrangement (ACA). If the plan offers an ACA, the Plan Spon... Details

SIMPLE IRA Plus Employee Disclosures

SIMPLE IRA Plus plan sponsors should complete and distribute these forms before the start of each enrollment period. Contains the Fee and Fund Disclosure, Notification to Eligible Employees and Summary Description. Details

SIMPLE IRA Plus Employee Enrollment Guide (Digital)

Eligible employees can use this enrollment guide to establish a SIMPLE IRA Plus account. Employees should complete the Enrollment/Change form (included in the guide) to make salary deferral and investment elections.

For the hard copy version, see the SIMPLE IRA Plus Employee Enrollment Guide (Hard Copy).... Details