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Forms and Applications

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IRA Qualified Charitable Distribution Request

Use this form to request a one-time qualified charitable distribution (QCD) from a traditional, Roth, SIMPLE, SEP/SARSEP or inheri... Details

Updated: May 2024

Not available to order

IRA Rollover/Transfer Request

Use this form to move assets from an American Funds IRA (Traditional, SIMPLE or SEP/SARSEP) to another financial institution or to another American Funds account. To move external assets to an American Funds IRA, use the... Details

Updated: Jul 2024

Not available to order

IRS 5304 SIMPLE

SIMPLE IRA plan document created by the IRS. This form should be used if employees are allowed to select the financial institution that holds their SIMPLE IRAs. If American Funds/Capital Bank and Trust Company is the Des... Details

Updated: Aug 2023

Not available to order

IRS Form W-8BEN-E (with instructions)

Form is used by foreign entities to certify their status under FATCA (chapter 4) and chapter 3 as well as their entitlement to treaty benefits. Includes Internal Revenue Service (IRS) instructions for completing the form... Details

Updated: May 2022

Not available to order

IRA Single Distribution Request

To be used for a one-time distribution from an IRA. Do not use this form for accounts for which Capital Bank and Trust Company (CB&T) is not the custodian. Details

Updated: Jul 2024

Not available to order

IRA Spousal Beneficiary Claim

Used by the spousal beneficiary of a Traditional, Roth, SIMPLE, SEP or SARSEP IRA to claim the assets. Details

Updated: Feb 2024

Not available to order

IRS Tax Form W-9

Form used by U.S. citizens and resident aliens to certify their Social Security number or taxpayer identification number (TIN) on an existing account. Details

Updated: May 2024

Not available to order

IRA Substantially Equal Periodic Payments Request

Form used by an IRA (Traditional, Roth, SIMPLE or SEP/SARSEP) owner to request substantially equal periodic payments. Details

Updated: Mar 2024

Not available to order

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“Keep moving forward” IRA rollover kit

Kit with everything you need to help clients roll over an IRA. For fund numbers, names, minimums and share class descriptions, download the Fund Information... Details

Updated: Jan 2019

Max: 5

Lifetime Income Illustration Calculation Information

Single sheet explaining calculations for the lifetime income illustration section included on PlanPremier, RecordkeeperDirect and ... Details

Updated: Apr 2022

Not available to order

Lost Securities Notification

Form used by shareholders to notify American Funds of a lost or stolen certificate. Details

Updated: Oct 2021

Not available to order

MPP/PSP Distribution Request

Form used to request distributions from a money purchase or profit-sharing plan. Details

Updated: Mar 2024

Not available to order

Mutual Fund Account Options

Add or update retail account options. If changing only the bank information, use the Add/Update Bank Information form. Details

Updated: Apr 2021

Not available to order

Name Change Request

Form used by existing shareholders to effect a legal name change on American Funds and CB&T accounts. Details

Updated: Nov 2023

Not available to order

New Participant Enrollment for 403(b) Basic Employer

Form used to add a participant to an existing employer-sponsored 403(b) plan. Accounts are aggregated at the plan level for a red... Details

Updated: May 2024

Not available to order

New Participant Enrollment for 403(b) Basic Individual

Form used to add a participant to an existing individual 403(b) plan. Accounts are generally aggregated at the participant level.... Details

Updated: May 2024

Not available to order

New Participant Enrollment for 403(b) Basic Texas ORP

Form used to add a participant to an existing Texas ORP 403(b) plan. Details

Updated: May 2024

Not available to order

Non-Retirement Account Payroll Deduction Election

Non-Retirement Account Payroll Deduction Election form available to employers offering a Non-Retirement payroll deduction program ... Details

Updated: Jul 2019

Not available to order

Non-Retirement Payroll Deduction Program Employer Authorization

Form used by an employer to establish a Non-Retirement Payroll Deduction program for its employees. Details

Updated: Mar 2021

Not available to order

Online Group Investments (OGI) Submitting Contributions

Form used to submit contributions to SIMPLE, SEP, SARSEP, 403(b), or 457(b) plans. Details

Updated: Mar 2021

Not available to order

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