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Title | Description | Updated on |
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Application for Direct Rollover to a New American Funds IRA Fillable | Provide this form to participants who have separated from service as a result of employment terminatMore Provide this form to participants who have separated from service as a result of employment termination or retirement to initiate a direct rollover to a new American Funds IRA. This form combines a rollover distribution request with an application for a new IRA. It also includes a copy of the 402(f) Notice of Special Tax Rules on Distributions and the Traditional or Roth IRA Custodial Agreement. Please sign the employer authorization and verify all information with your TPA before sending this form to American Funds. To process a distribution as a result of disability, please call American Funds.Less | 01/2025 |
Required Minimum Distribution Request Fillable | This form can be provided to plan participants who must take a required minimum distribution, or canMore This form can be provided to plan participants who must take a required minimum distribution, or can be completed/submitted by the Plan Sponsor if the participant has completed plan-specific paperwork.Less | 01/2025 |
Qualified Disaster Recovery Distribution Fillable | This RecordkeeperDirect form can be provided to plan participants seeking a qualified disaster recovMore This RecordkeeperDirect form can be provided to plan participants seeking a qualified disaster recovery distribution.Less | 10/2024 |
In-Plan Roth Conversion Request Fillable | Participants can use this form to convert pre-tax assets to Roth assets (and voluntary employee afteMore Participants can use this form to convert pre-tax assets to Roth assets (and voluntary employee after-tax contributions, if applicable) to Roth assets.Less | 08/2024 |
Traditional/Roth IRA Application (Digital) Fillable | Give this form to participants who want to open an American Funds IRA. (Participants who are leavingMore Give this form to participants who want to open an American Funds IRA. (Participants who are leaving the plan should be provided with the Ready to make a move? forms booklet, which includes this application.)Less | 05/2024 |
Beneficiary Designation - Survivor Annuity Fillable | Give this form to participants to designate or change their beneficiary(ies) for plans that have a qMore Give this form to participants to designate or change their beneficiary(ies) for plans that have a qualified joint and survivor annuity option for distributions. This form should not be returned to American Funds but should be retained in your files. Please check with your TPA to determine if this form is appropriate for your plan.Less | 04/2024 |
Beneficiary Designation - Survivor Annuity (Spanish) | Give this form to participants to designate or change their beneficiary(ies) for plans that have a qMore Give this form to participants to designate or change their beneficiary(ies) for plans that have a qualified joint and survivor annuity option for distributions. This form should not be returned to American Funds but should be retained in your files. Please check with your TPA to determine if this form is appropriate for your plan.Less | 04/2024 |
Permissible Withdrawal Request Fillable | This form can be provided to plan participants seeking a permissible withdrawal or completed/submittMore This form can be provided to plan participants seeking a permissible withdrawal or completed/submitted by the plan sponsor if the participant has completed separate plan-specific paperwork.Less | 03/2024 |
Automatic Distribution Request Fillable | Participants can use this form to request automatic/recurring distributions. For RMDs, use the RequiMore Participants can use this form to request automatic/recurring distributions. For RMDs, use the Required Minimum Distribution Request.Less | 02/2024 |
Hardship Withdrawal Request Fillable | This form can be provided to plan participants seeking a hardship withdrawal, or completed/submittedMore This form can be provided to plan participants seeking a hardship withdrawal, or completed/submitted by the Plan Sponsor if the participant has completed separate plan-specific paperwork.Less | 02/2024 |
In-Service Distribution Request Fillable | This form can be provided to plan participants seeking an age-based in-service withdrawal, or can beMore This form can be provided to plan participants seeking an age-based in-service withdrawal, or can be completed/submitted by the Plan Sponsor if the participant has completed separate plan-specific paperwork.Less | 01/2024 |
Ready to Make a Move Fillable | Provide this booklet, along with the Retirement savings options for plan participants brochure, to pMore Provide this booklet, along with the Retirement savings options for plan participants brochure, to participants who have separated from service as a result of employment termination or retirement and wish to learn about the distribution and rollover options that may be available to them. The booklet includes a rollover request combined with an application to establish an American Funds IRA, a request for a cash distribution or rollover to another plan or IRA, and a copy of the Notice of Special Tax Rules on Distributions. Please sign the employer authorization and verify all information with your TPA before sending this form to American Funds. To process a distribution as a result of disability, please call American Funds.LessLess | 01/2024 |
Request for a Cash Distribution or Rollover Fillable | Provide this form to participants who have separated from service as a result of employment terminatMore Provide this form to participants who have separated from service as a result of employment termination or retirement to initiate a cash distribution, a direct rollover to an existing American Funds IRA, or a direct rollover to another retirement plan or IRA. This form includes a copy of the 402(f) Notice of Special Tax Rules on Distributions. Please sign the employer authorization and verify all information with your TPA before sending this form to American Funds. To process a distribution as a result of disability, please call American Funds.Less | 01/2024 |
Incoming Rollover Request Fillable | Provide this form to participants who want to rollover assets from a previous provider to their currMore Provide this form to participants who want to rollover assets from a previous provider to their current account with American Funds.Less | 09/2023 |
Investment Selection/Change (Spanish) | If you do not order customized enrollment books, give this form to newly eligible employees along wiMore If you do not order customized enrollment books, give this form to newly eligible employees along with the Participant Fee Disclosure document. They’ll use it to choose their investment selections for money purchase/profit-sharing contributions. This form can also be given to participants who want to change their investment elections. Be sure to complete section 2 with the names of the investments offered in your plan before giving this form to employees. Do not return this form to American Funds — use it to update participant information on the plan sponsor website and then retain it in your files. This form should be used by profit-sharing and money purchase plans only, as it does not provide participant deferral information. Please check with your TPA to determine if this form is appropriate for your plan.Less | 04/2019 |
RecordkeeperDirect Retirement Plan Investment Selection/Change Fillable | If you do not order customized enrollment books, give this form to newly eligible employees along wiMore If you do not order customized enrollment books, give this form to newly eligible employees along with the Participant Fee Disclosure document. They’ll use it to choose their investment selections for money purchase/profit-sharing contributions. This form can also be given to participants who want to change their investment elections. Be sure to complete section 2 with the names of the investments offered in your plan before giving this form to employees. Do not return this form to American Funds — use it to update participant information on the plan sponsor website and then retain it in your files. This form should be used by profit-sharing and money purchase plans only, as it does not provide participant deferral information. Please check with your TPA to determine if this form is appropriate for your plan.Less | 04/2019 |
RecordkeeperDirect Retirement Plan Enrollment/Change Fillable | If you do not order customized enrollment books, give this form to newly eligible employees along wiMore If you do not order customized enrollment books, give this form to newly eligible employees along with the Participant Fee Disclosure document. They’ll use it to choose their contribution amounts and investment selections. This form can also be given to participants who want to change their investment elections. Be sure to complete section 3 with the names of the investments offered in your plan before giving this form to employees. Do not return this form to American Funds — use it to update participant information on the plan sponsor website and then retain it in your files. This form should be used by salary-deferral plans only. Please check with your TPA to determine if this form is appropriate for your plan.Less | 03/2019 |
Retirement Plan Enrollment/Change Form (Spanish version) | If you do not order customized enrollment books, give this form to newly eligible employees along wiMore If you do not order customized enrollment books, give this form to newly eligible employees along with the Participant Fee Disclosure document. They’ll use it to choose their contribution amounts and investment selections. This form can also be given to participants who want to change their investment elections. Be sure to complete section 3 with the names of the investments offered in your plan before giving this form to employees. Do not return this form to American Funds — use it to update participant information on the plan sponsor website and then retain it in your files. This form should be used by salary-deferral plans only. Please check with your TPA to determine if this form is appropriate for your planLess | 03/2019 |
Beneficiary Designation - POD Non-QJSA Fillable | Give this form to participants to designate or change their beneficiary(ies) for plans that do not hMore Give this form to participants to designate or change their beneficiary(ies) for plans that do not have a qualified joint and survivor annuity option for distributions. This form should not be returned to American Funds but should be retained in your files. Please check with your TPA to determine if this form is appropriate for your plan.Less | 02/2019 |
Beneficiary Designation - Non Survivor Annuity (Spanish) | Give this form to participants to designate or change their beneficiary(ies) for plans that do not hMore Give this form to participants to designate or change their beneficiary(ies) for plans that do not have a qualified joint and survivor annuity option for distributions. This form should not be returned to American Funds but should be retained in your files. Please check with your TPA to determine if this form is appropriate for your plan.Less | 01/2019 |
Title | Description | Updated on |
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RKD Sample Combined QDIA and Automatic Enrollment Notice with ADP/ACP Safe Harbor Option | RKD Sample Combined QDIA and Automatic Enrollment Notice with ADP/ACP Safe Harbor Option | 10/2024 |
RKD Sample QDIA Notice (for plans without automatic enrollment) | RKD Sample QDIA Notice (for plans without automatic enrollment) | 10/2024 |
RKD Sample QDIA Notice with ADP/ACP Safe Harbor Option (for plans without automatic enrollment) | RKD Sample QDIA Notice with ADP/ACP Safe Harbor Option (for plans without automatic enrollment) | 10/2024 |
RecordkeeperDirect Sample Combined QDIA and Automatic Enrollment Notice with ADP/ACP Safe Harbor Option - Spanish | Use this combined Spanish notice if your plan offers qualified default investment alternatives alongMore Use this combined Spanish notice if your plan offers qualified default investment alternatives along with automatic enrollment. Includes customizable language for ADP/ACP safe harbor plans.Less | 10/2024 |
RecordkeeperDirect Sample QDIA Notice (for plans without automatic enrollment) (Spanish) | Use this Spanish notice if your plan is seeking relief from liability of participant investment lossMore Use this Spanish notice if your plan is seeking relief from liability of participant investment losses by offering qualified default investment alternatives.Less | 10/2024 |
RecordkeeperDirect Sample QDIA Notice with ADP/ACP Safe Harbor Option (for plans without automatic enrollment) - Spanish | Use this combined Spanish notice if your ADP/ACP safe harbor plan offers qualified default investmenMore Use this combined Spanish notice if your ADP/ACP safe harbor plan offers qualified default investment alternatives.Less | 10/2024 |
Sample Plan Termination Participant Notice | This template can be modified and distributed to plan participants to notify them of a plan terminatMore This template can be modified and distributed to plan participants to notify them of a plan termination.Less | 11/2020 |
Title | Description | Updated on |
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Beneficiary Claim Information | This brochure can be provided to retirement plan account beneficiaries during the claims process. ItMore This brochure can be provided to retirement plan account beneficiaries during the claims process. It discusses account options and distribution rules. If the account owner passed away prior to 1/1/2020 (for non-governmental plans) or prior to 1/1/2022 (for governmental plans), refer to the Understand your alternatives during this time of change brochure.Less | 01/2025 |
One fund. Many benefits. – AFTD participant brochure (Spanish) — American Funds Target Date Retirement Series | One Fund. Many Benefits. (Trifold brochure - Spanish). | 11/2024 |
How to enroll in your retirement plan - RecordkeeperDirect | If you've enabled online enrollment, use this handout to guide participant through enrolling on the More If you've enabled online enrollment, use this handout to guide participant through enrolling on the website or mobile app.Less | 10/2024 |
One fund. Many benefits. – AFTD participant pamphlet — American Funds Target Date Retirement Series | One Fund. Many Benefits. (Trifold brochure - English). | 08/2024 |
The value of saving over time (Trifold brochure - English) | The Value of Saving Over Time (Trifold brochure - English). | 06/2024 |
Reasons to consider increasing your contributions (Trifold brochure - English) | Reasons to Consider Increasing Contributions (Trifold brochure - English). | 06/2024 |
Reasons to consider increasing your contributions (Trifold brochure – Spanish) | Reasons to Consider Increasing Contributions (Trifold brochure - Spanish). | 06/2024 |
Roth vs. pretax contributions (Trifold brochure - English) | Roth vs. Pretax Contributions (Trifold brochure - English). | 06/2024 |
Roth vs. pretax contributions (Trifold brochure - Spanish) | Roth vs. Pretax Contributions (Trifold brochure - Spanish). | 06/2024 |
The value of saving over time (Trifold brochure - Spanish) | The Value of Saving Over Time (Trifold brochure - Spanish). | 06/2024 |
Understand market volatility (Trifold brochure - English) | Understand Market Volatility (Trifold brochure - English). | 06/2024 |
Understand market volatility (Trifold brochure - Spanish) | Understand Market Volatility (Trifold brochure - Spanish). | 06/2024 |
Understand your options for your retirement account | This brochure outlines the options available to participants after their employment ends. Give this More This brochure outlines the options available to participants after their employment ends. Give this to participants with the Ready to make a move? forms booklet when they’re leaving the plan due to employment termination, retirement or disability.Less | 05/2024 |
Managing your account - RecordkeeperDirect | This handout gives participants step-by-step instructions on how to access account information usingMore This handout gives participants step-by-step instructions on how to access account information using the participant website or voice response system.Less | 03/2024 |
402(f) Notice of Special Tax Rules on Distributions | Give this notice to terminating or retiring participants to help them understand their distribution More Give this notice to terminating or retiring participants to help them understand their distribution options and the potential tax consequences of each option. Check with your TPA to find out if this notice is included with your participant distribution request forms.Less | 12/2023 |
Understand your alternatives during this time of change | This brochure can be provided to retirement plan account beneficiaries during the claims process. ItMore This brochure can be provided to retirement plan account beneficiaries during the claims process. It discusses account options and distribution rules. Use this brochure if the account owner passed away prior to 1/1/2020 (for non-governmental plans) or prior to 1/1/2022 (for governmental plans).Less | 04/2023 |
Title | Description | Updated on |
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Application for Direct Rollover to a New American Funds IRA Fillable | Provide this form to participants who have separated from service as a result of employment terminatMore Provide this form to participants who have separated from service as a result of employment termination or retirement to initiate a direct rollover to a new American Funds IRA. This form combines a rollover distribution request with an application for a new IRA. It also includes a copy of the 402(f) Notice of Special Tax Rules on Distributions and the Traditional or Roth IRA Custodial Agreement. Please sign the employer authorization and verify all information with your TPA before sending this form to American Funds. To process a distribution as a result of disability, please call American Funds.Less | 01/2025 |
Required Minimum Distribution Request Fillable | This form can be provided to plan participants who must take a required minimum distribution, or canMore This form can be provided to plan participants who must take a required minimum distribution, or can be completed/submitted by the Plan Sponsor if the participant has completed plan-specific paperwork.Less | 01/2025 |
Change of Contact Information Fillable | Use this form to update contact information (including changes to plan trustees, authorized signers More Use this form to update contact information (including changes to plan trustees, authorized signers and other plan contacts), to modify web access, to change who receives e-distribution notifications, and/or to remove contacts.Less | 12/2024 |
Fee-Based Financial Professional Change Request Fillable | This document is used when a fee-based financial professional takes over the role of advisor to an eMore This document is used when a fee-based financial professional takes over the role of advisor to an existing RecordkeeperDirect plan.Less | 12/2024 |
Automatic Rollover IRA Employer Agreement | Use this form to authorize automatic rollovers into an American Funds rollover IRA for terminated paMore Use this form to authorize automatic rollovers into an American Funds rollover IRA for terminated participants. Be sure to read the cover page for information about the regulations and processing instructions pertaining to automatic rollovers.Less | 11/2024 |
Force-Out Distribution and Automatic IRA Rollover Request Fillable | Use this form to request force-out cash distributions and/or automatic IRA rollovers for terminated More Use this form to request force-out cash distributions and/or automatic IRA rollovers for terminated participants.Less | 11/2024 |
Loan Request Fillable | Distribution form to authorize a participant loan. Please verify all information with your TPA beforMore Distribution form to authorize a participant loan. Please verify all information with your TPA before sending this form to American Funds. Less | 11/2024 |
Payroll Integration Authorization Fillable | This RecordkeeperDirect form can be used to add payroll integration to the plan. | 11/2024 |
Plan Maintenance Request Fillable | Send us this form to change any of your plan’s features, such as the vesting schedule, money types aMore Send us this form to change any of your plan’s features, such as the vesting schedule, money types allowed or loan provisions. Please discuss any proposed changes with your TPA to be sure the features are allowed by your plan document.Less | 11/2024 |
Change of Third-Party Administrator Fillable | This form can be used to change the Third-Party Administrator for your RecordkeeperDirect retirementMore This form can be used to change the Third-Party Administrator for your RecordkeeperDirect retirement plan.Less | 09/2024 |
Commission-Based Financial Professional Change Request Fillable | This form can be used to change a RecordkeeperDirect plan’s current advisor to a financial professioMore This form can be used to change a RecordkeeperDirect plan’s current advisor to a financial professional who will receive traditional (i.e., commissionable) compensation paid from the plan’s investment options.Less | 09/2024 |
State Tax Information | This document provides guidance on state income tax withholding from retirement plan distributions. | 09/2024 |
Fee Disclosure Customization Request Fillable | This document is used when a fee-based financial professional takes over the role of advisor to an eMore This document is used when a fee-based financial professional takes over the role of advisor to an existing RecordkeeperDirect plan.Less | 07/2024 |
RecordkeeperDirect 3(38) Provider Fund Change Request | A 3(38) fiduciary services provider may use this form to add, remove or replace a fund. The 3(38) prMore A 3(38) fiduciary services provider may use this form to add, remove or replace a fund. The 3(38) provider must have been granted plan access and permissions via the Fiduciary Services Provider Authorization form. Plan Sponsors should not use this form.Less | 06/2024 |
American Funds Change of Funds or Share Class Fillable | Use this form to add/remove/replace funds, change the default fund or change the share class for a RMore Use this form to add/remove/replace funds, change the default fund or change the share class for a RecordkeeperDirect-American Funds plan.Less | 06/2024 |
Deconversion Request Fillable | Use this form to terminate service with American Funds and transfer plan assets to another institutiMore Use this form to terminate service with American Funds and transfer plan assets to another institution.Less | 04/2024 |
Fee Payment Authorization For Payments to Capital Group or Third Parties Fillable | Use this form to authorize, modify or discontinue payments from your plan's assets (forfeiture accouMore Use this form to authorize, modify or discontinue payments from your plan's assets (forfeiture account, plan expense account or participant accounts) to Capital Group, a TPA or another third party. This form can also be used to establish distribution and loan fees for your TPA.Less | 04/2024 |
Financial Professional Fee Payment Authorization Fillable | Use this form to authorize/modify or discontinue payments from plan assets to your plan’s financial More Use this form to authorize/modify or discontinue payments from plan assets to your plan’s financial professional.Less | 04/2024 |
Plan Termination Request Fillable | Use this form to initiate the process to close a plan and distribute all plan assets. This form inclMore Use this form to initiate the process to close a plan and distribute all plan assets. This form includes the Automatic Rollover IRA Employer Agreement for Terminated Plans.Less | 04/2024 |
Automatic Enrollment Services Election Fillable | Use this form to add, modify or discontinue Capital Group’s automatic enrollment and/or employee defMore Use this form to add, modify or discontinue Capital Group’s automatic enrollment and/or employee deferral eligibility tracking services.Less | 03/2024 |
Online Enrollment Authorization Fillable | Use this form to activate online enrollment services, including employee elective deferral and benefMore Use this form to activate online enrollment services, including employee elective deferral and beneficiary designation services, for your retirement plan.Less | 03/2024 |
Return of Excess Fillable | Use this form to request an ACP refund, ADP refund, 402(g) refund or a correction under EPCRS. To reMore Use this form to request an ACP refund, ADP refund, 402(g) refund or a correction under EPCRS. To request return of an erroneous contribution due to a mistake of fact, use the Mistake of Fact formLess | 03/2024 |
Beneficiary Distribution Request Fillable | This form is used to request a distribution for a single beneficiary in the plan. This form must be More This form is used to request a distribution for a single beneficiary in the plan. This form must be submitted along with or after the Beneficiary Transfer Authorization.Less | 02/2024 |
Hardship Withdrawal Request Fillable | This form can be provided to plan participants seeking a hardship withdrawal, or completed/submittedMore This form can be provided to plan participants seeking a hardship withdrawal, or completed/submitted by the Plan Sponsor if the participant has completed separate plan-specific paperwork.Less | 02/2024 |
QDRO Distribution Request Fillable | This form is used to request a distribution for an alternate payee in the plan. This form must be suMore This form is used to request a distribution for an alternate payee in the plan. This form must be submitted along with or after the QDRO Transfer Authorization.Less | 02/2024 |
In-Service Distribution Request Fillable | This form can be provided to plan participants seeking an age-based in-service withdrawal, or can beMore This form can be provided to plan participants seeking an age-based in-service withdrawal, or can be completed/submitted by the Plan Sponsor if the participant has completed separate plan-specific paperwork.Less | 01/2024 |
Ready to Make a Move Fillable | Provide this booklet, along with the Retirement savings options for plan participants brochure, to pMore Provide this booklet, along with the Retirement savings options for plan participants brochure, to participants who have separated from service as a result of employment termination or retirement and wish to learn about the distribution and rollover options that may be available to them. The booklet includes a rollover request combined with an application to establish an American Funds IRA, a request for a cash distribution or rollover to another plan or IRA, and a copy of the Notice of Special Tax Rules on Distributions. Please sign the employer authorization and verify all information with your TPA before sending this form to American Funds. To process a distribution as a result of disability, please call American Funds.LessLess | 01/2024 |
Request for a Cash Distribution or Rollover Fillable | Provide this form to participants who have separated from service as a result of employment terminatMore Provide this form to participants who have separated from service as a result of employment termination or retirement to initiate a cash distribution, a direct rollover to an existing American Funds IRA, or a direct rollover to another retirement plan or IRA. This form includes a copy of the 402(f) Notice of Special Tax Rules on Distributions. Please sign the employer authorization and verify all information with your TPA before sending this form to American Funds. To process a distribution as a result of disability, please call American Funds.Less | 01/2024 |
QDRO Transfer Authorization Fillable | This form is submitted to request the transfer of assets from a participant’s account to an alternatMore This form is submitted to request the transfer of assets from a participant’s account to an alternate payee as a result of a Qualified Domestic Relations Order (QDRO). A QDRO Distribution Request is also required for the alternate payee to request the distribution of these assets.Less | 12/2023 |
Incoming Rollover Request Fillable | Provide this form to participants who want to rollover assets from a previous provider to their currMore Provide this form to participants who want to rollover assets from a previous provider to their current account with American Funds.Less | 09/2023 |
Request for Plan Audit Reports Fillable | Use this form to request plan audit reports. | 08/2023 |
Bank Draft Authorization Change Request Fillable | Use this form to add a new bank account or to change the existing bank account you use to transmit AMore Use this form to add a new bank account or to change the existing bank account you use to transmit Automated Clearing House (ACH) contributions.Less | 04/2023 |
403(b) Request for Transfer of Assets or Direct Rollover Fillable | Give this form to participants requesting a transfer or direct rollover of assets to your 403(b) plaMore Give this form to participants requesting a transfer or direct rollover of assets to your 403(b) plan from another 403(b) plan. Step-by-step instructions are included on the form. You need to authorize and sign the form before the participant submits it to the other plan’s issuer or custodian.Less | 03/2023 |
Beneficiary Transfer Authorization Fillable | This form is submitted to request the transfer of assets from a deceased participant’s account to onMore This form is submitted to request the transfer of assets from a deceased participant’s account to one or more beneficiaries. A Beneficiary Distribution Request is also required for each beneficiary to request the distribution of inherited assets.Less | 03/2023 |
Change of Fiduciary Services Provider Contact Information Fillable | Fiduciary services providers can use this form to add or update contact information. | 06/2022 |
Request for Custodial Certification Letter Fillable | Self-trusteed plans should use this form to request a custodial certification letter from Capital BaMore Self-trusteed plans should use this form to request a custodial certification letter from Capital Bank and Trust.Less | 01/2020 |
RecordkeeperDirect Correction to Contribution Type Fillable | Use this form when assets invested directly with American Funds have been deposited into the wrong cMore Use this form when assets invested directly with American Funds have been deposited into the wrong contribution type for one or more participants.Less | 12/2019 |
RecordkeeperDirect Contribution Amount Correction Fillable | Use this form to remove an erroneous contribution made to a participant account. | 11/2019 |
Mistake of Fact Fillable | Use this form to request return of an erroneous contribution due to a mistake of fact | 10/2018 |
Title | Description | Updated on |
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RKD e-distributions – Take advantage of a better withdrawal process online (RKD) | This single sheet highlights the benefits of RecordkeeperDirect e-distributions. | 08/2024 |
Take advantage of Spanish-language resources to help employees invest for retirement (PP Bundled PPTPA RKD) | Take Advantage of Spanish-language resources to help employees invest for retirement. | 07/2024 |
Form 5500 Schedule C Information Guide | This guide provides assistance with completing Schedule C to Form 5500 with regard to compensation rMore This guide provides assistance with completing Schedule C to Form 5500 with regard to compensation received from Capital Group Retirement Plan Services, Capital Bank and Trust Company, and Capital Research and Management Company and its affiliates.Less | 03/2024 |
Capital Bank and Trust Company 403(b) Custodial Services Documents | All RecordkeeperDirect 403(b) plans are required to use CB&T as their plan custodian and therefore, More All RecordkeeperDirect 403(b) plans are required to use CB&T as their plan custodian and therefore, must execute and return this agreement with all requested documentation.Less | 10/2023 |
Capital Bank and Trust Company Trustee Services Documents | Sign this form and return it with all requested documentation if you want Capital Bank and Trust (CBMore Sign this form and return it with all requested documentation if you want Capital Bank and Trust (CB&T) to act as your plan’s directed trustee.Less | 10/2023 |
How to Read Your Account Statement | This handout explains to plan participants how to read their quarterly account statement. | 04/2023 |
Plan Disclosure Checklists for Sponsors | Use these checklists to provide a variety of disclosures and notices to plan participants and their More Use these checklists to provide a variety of disclosures and notices to plan participants and their beneficiaries.Less | 04/2023 |
RecordkeeperDirect Recordkeeping Services Agreement | This is a copy of your recordkeeping services agreement with American Funds. | 09/2022 |
Capital Bank and Trust FASB ASC 820 Statement | This document provides a fair value framework for valuing investments in plan financial statements aMore This document provides a fair value framework for valuing investments in plan financial statements and is often requested during a plan audit.Less | 11/2020 |
RecordkeeperDirect CARES Act Summary | Document summarizing CARES Act provisions relevant to employer-sponsored retirement plans. These proMore Document summarizing CARES Act provisions relevant to employer-sponsored retirement plans. These provisions allow for coronavirus-related distributions, an increase in the maximum amount that may be loaned and extended loan repayment periods. The CARES Act also provides a temporary waiver for Required Minimum Distributions due in 2020.LessLess | 07/2020 |
Title | Description | Updated on |
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Mapping Conversion File | If conversion assets will be mapped to like funds, use this file to provide a breakdown of transferrMore If conversion assets will be mapped to like funds, use this file to provide a breakdown of transferred assets.Less | 06/2024 |
Participant Data Supplement File | Use this file to supply additional participant data needed to enable Capital Group’s online enrollmeMore Use this file to supply additional participant data needed to enable Capital Group’s online enrollment, automatic enrollment and/or employee deferral eligibility tracking services.Less | 03/2024 |
RecordkeeperDirect Participant Census File | Use this file to submit your initial participant census to your plan's implementation coordinator. WMore Use this file to submit your initial participant census to your plan's implementation coordinator. We encourage you to use our secure email service when sending us this file (see Contact Us page for a link to this service).Less | 12/2023 |
RecordkeeperDirect Cash or Target Date Conversion File | If conversion assets will be mapped to the target date series or to participant’s future investment More If conversion assets will be mapped to the target date series or to participant’s future investment allocations, use this file to provide a breakdown of transferred assets.Less | 03/2021 |
RecordkeeperDirect Loan Conversion File | If your plan has outstanding loans, use this file to provide current participant loan information. WMore If your plan has outstanding loans, use this file to provide current participant loan information. We encourage you to use our secure email service when sending us this file (see Contact Us page for a link to this service).Less | 03/2021 |
Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value.
Investors should carefully consider investment objectives, risks, charges and expenses. This and other important information is contained in the fund prospectuses and summary prospectuses, which can be obtained from your plan’s financial professional. Please read the prospectus carefully before you invest or send money.